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Regulatory Compliance
CPS 220 Reviews for Leading Foreign Branch ADI
Comprehensive CPS 220 reviews for one of Australia's leading Foreign Branch ADIs, ensuring robust risk management frameworks and regulatory compliance.
Challenge
The client needed to uplift board-visible risk governance and evidence prudent alignment with CPS 220 expectations while preserving operational efficiency.
Our Approach
- Performed end-to-end CPS 220 gap mapping against existing risk frameworks and policies.
- Ran stakeholder workshops across risk, compliance, operations, and executive leadership.
- Delivered a prioritized remediation roadmap with owner-level accountability and timing.
- Supported implementation of practical reporting packs for board and committee oversight.
Outcomes
- Clear and defensible risk governance uplift program aligned to prudential expectations.
- Improved board visibility on risk appetite, control effectiveness, and escalation pathways.
- Reduced ambiguity between policy intent and day-to-day operating controls.